What are Wealth Management Firms? Also known as Registered Investment Advisors (RIAs) or Financial Planners
A registered investment advisor (RIA) is a financial firm that advises clients on securities investments and may manage their investment portfolios. RIAs are registered with either the U.S. Securities and Exchange Commission (SEC) or state securities administrators.
Most individuals will choose from a wealth manager, or the do-it-yourself route with Roboadvisors.
Managing personal wealth can be a daunting task, especially as your portfolio grows. This is where wealth management firms come in – they provide a wide range of services to help individuals and families grow, protect, and distribute their assets. With so many options to choose from, it can be difficult to determine which firms are the best for your needs. In this article, we will explore the top wealth management firms, taking a closer look at what sets them apart and how they can help you achieve your financial goals. Whether you’re a high-net-worth individual looking to grow your wealth or simply looking for guidance on managing your finances, this article will provide valuable insights into the best wealth management firms in the industry.
Wealth management firms are companies that provide financial planning, investment management, and other financial services to high net worth individuals, families, and institutions. These firms typically offer a range of services to help clients manage their wealth and achieve their financial goals, such as retirement planning, estate planning, tax planning, and risk management. Some of the key services that wealth management firms may offer are Investment management, Financial planning, Risk management, Tax planning, Estate planning. Overall, wealth management firms provide a range of services to help high net worth clients manage their wealth and achieve their financial goals. These firms typically have experienced financial professionals and advanced technology to provide personalized, comprehensive advice to clients.
Our criteria for Top Wealth Management Firms
To determine the top wealth management firms, we will consider several criteria that are indicative of the quality and effectiveness of these firms. These criteria include:
Reputation: We will evaluate the reputation of each firm by reviewing its history, client reviews, and industry awards.
Assets Under Management (AUM): AUM is an important indicator of the scale and success of a wealth management firm, so we will consider the total assets managed by each firm.
Services offered: We will look at the range and quality of services offered by each firm, including investment management, financial planning, tax planning, and estate planning.
Fee structure: We will consider the fee structure of each firm, including management fees and any other charges, to ensure that clients receive good value for their money.
Industry expertise: We will evaluate the expertise of each firm’s financial advisors and investment professionals, including their educational background, professional certifications, and years of experience in the industry.
By considering these criteria, we can identify the top wealth management firms that provide exceptional services and can help clients achieve their financial goals.
List of Top Wealth Management Firms
BlackRock
BlackRock is a global investment management firm that offers a range of financial and investment services to individuals, institutions, and governments. Its wealth management services are designed for high net worth clients, and include investment management, financial planning, risk management, education, and guidance. The goal of these services is to provide clients with personalized advice and access to a range of investment solutions to help them achieve their financial goals.
Charles Schwab
Charles Schwab Wealth Management is a division of Charles Schwab, a financial services company that provides banking, brokerage, and investment services. The division provides a range of investment management and financial planning services to individuals, families, and institutions. Charles Schwab Wealth Management offers investment management, financial planning, estate planning, tax planning, and philanthropy solutions. The company’s financial advisors work with clients to develop customized investment strategies and financial plans based on their individual needs and goals. Charles Schwab Wealth Management is known for its focus on providing clients with low-cost investment solutions and personalized advice. The company offers a wide range of investment products and services, including equities, fixed income, alternatives, and private banking services, as well as access to Charles Schwab’s online trading platform.
Fidelity Wealth
Fidelity Wealth Management is a division of Fidelity Investments, a large financial services company that provides a range of investment management and financial planning services to individuals, families, and institutions. Fidelity Wealth Management offers a range of financial solutions, including investment management, financial planning, estate planning, tax planning, and philanthropy. The company’s financial advisors work with clients to develop customized investment strategies and financial plans based on their individual needs and goals.
UBS
Morgan Stanley Wealth Management is a division of Morgan Stanley, a leading investment banking and financial services company. The division provides a wide range of investment management and financial planning services to individuals, families, and institutions. Morgan Stanley Wealth Management offers investment management, retirement planning, estate planning, tax planning, philanthropy, and lending solutions. The company’s financial advisors work with clients to develop customized investment strategies and financial plans based on their individual needs and goals.
Merrill Lynch
Merrill Lynch Wealth Management is a division of Bank of America, one of the largest financial institutions in the United States. The division provides a range of investment management and financial planning services to individuals, families, and institutions. Merrill Lynch Wealth Management offers a range of financial solutions, including investment management, financial planning, estate planning, trust and fiduciary services, tax planning, and philanthropic services. The company’s financial advisors work with clients to develop customized investment strategies and financial plans based on their individual needs and goals.
Morgan Stanley
Morgan Stanley Wealth Management is one of the largest, most established wealth management businesses in the industry, with almost 16,000 Financial Advisors and over $2.3 trillion in client assets.
J.P. Morgan
J.P. Morgan Wealth Management is a division of J.P. Morgan Chase & Co., one of the largest banking and financial services companies in the world. J.P. Morgan Wealth Management provides a range of financial planning and investment management services to individuals, families, and businesses. The services provided by J.P. Morgan Wealth Management include investment management, retirement planning, estate planning, trust and fiduciary services, tax planning, and philanthropy. The company employs a team of financial advisors and investment professionals who work with clients to develop customized investment strategies and financial plans based on their individual needs and goals.
Goldman Sachs
Goldman Sachs Wealth Management is a division of Goldman Sachs that offers a range of investment management and financial planning services to individuals, families, and institutions. The company’s financial advisors work with clients to develop customized investment strategies and financial plans based on their individual needs and goals. They offer sophisticated investment solutions, personalized advice, and a wide range of investment products and services, including equities, fixed income, alternatives, and private banking services. Goldman Sachs Wealth Management is known for its expertise in global markets, investment strategy, and risk management, and has been recognized for its work in the financial services industry.
Wells Fargo
Wells Fargo Wealth Management is a division of Wells Fargo, a large financial services company that offers a wide range of banking, investment, and insurance products and services. The division provides investment management, financial planning, and private banking services to high net worth individuals, families, and institutions. Wells Fargo Wealth Management offers a range of financial solutions, including investment management, financial planning, estate planning, trust and fiduciary services, tax planning, and philanthropy. The company’s financial advisors work with clients to develop customized investment strategies and financial plans based on their individual needs and goals.
Northern Trust
Northern Trust Wealth Management is a division of Northern Trust, a financial services company that provides investment management and financial planning services to individuals, families, and institutions. Northern Trust Wealth Management offers a range of financial solutions, including investment management, financial planning, estate planning, tax planning, and philanthropy. The company’s financial advisors work with clients to develop customized investment strategies and financial plans based on their individual needs and goals.
Compound Advisers
- Location: San Francisco, CA
- AUM: $202,856,432
- Growth In Assets: 81903%
Compound is an SEC-registered Investment Adviser. We are an independent fiduciary. Meaning we have an obligation to act in our client’s best interest. We are also required to disclose and seek to eliminate or mitigate any conflicts with any of our services.
Eversource Wealth Advisors
- Location: Birmingham, AL
- AUM: $1,191,247,104
- Growth In Assets:3692%
EverSource advisors help families gain peace of mind through organization, risk mitigation, comprehensive financial planning, and life impact stewardship.
Presidio Capital Management
- Location: San Diego, CA
- AUM: $228,626,896
- Growth In Assets:1235%
Presidio Capital Management is a full-service Registered Investment Advisor with headquarters in San Diego, CA.We believe in taking a life approach to your financial plan and using a mathematical approach to answering financial questions.
Greenwood Family Advisors
- Location: Coral Gables, FL
- AUM: $257,064,656
- Growth In Assets:912%
Greenwood Family Advisors LLC is an advisory company that has its headquarters in Miami, Florida. The firm controls $236.0 million in total assets throughout 67 customer accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM).
An Exceptional Life Financial
- Location: Indianapolis, IN
- AUM: $180,482,128
- Growth In Assets:905%
The platform specifically targets financial advisors, insurance agents, and industries subject to compliance regulations. Users can log in to their accounts by entering their account email and password. The website also provides an option for password recovery if needed and invites new users to create an account if they are looking to get started.
Prosperity Advisory Group
- Location: Victor, NY
- AUM: $218,055,872
- Growth In Assets:554%
Prosperity Advisory Group provides a comprehensive range of services designed to address your financial needs in all phases of your life, from early careers through growing families and planning for college, retirement, long-term care and legacy needs.
Promethos Capital
- Location: Boston, MA
- AUM: $186,749,344
- Growth In Assets:508%
Promethos Capital is a Boston-based investment boutique focused on Global equity investments. Our investment team has decades of investment experience in global markets, which we use to employ an active investment process that integrates Quantitative, Fundamental and Sustainability analysis with thoughtful risk management to build concentrated portfolios of companies with long term return potential. We are an employee-owned and majority women-owned.
Shining Rock Advisors
- Location: Asheville, NC
- AUM: $119,278,032
- Growth In Assets:502%
Shining Rock Advisors LLC provides personalized financial advice and portfolio management to meet the needs and goals of each individual and family. We are an independent fee-only investment advisory firm registered with the U.S. Securities and Exchange Commission.
Springtide Partners
- Location: Chicago, IL
- AUM: $193,897,072
- Growth In Assets:449%
We seek to save you time and enhance your existing investment capabilities so that you can focus on your core mission, grow your business, and build stronger client relationships.
2 Knights Wealth Management
- Location: Pepper Pike, OH
- AUM: $104,118,368
- Growth In Assets:426%
2 Knights Wealth Management, LLC, is a fee-only wealth management firm. As a fiduciary, we always act in the best interest of our clients.
Brooklyn Fi
- Location: Brooklyn, NY
- AUM: $127,509,296
- Growth In Assets:400%
Brooklyn Fi, LLC is a New York-based Investment Advisor registered with the Securities and Exchange Commission. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute.
True Wealth Advisory Group
- Location: Miami, FL
- AUM: $141,225,984
- Growth In Assets:371%
The content on this website is directed to clients and prospective investors in states where True Wealth Advisory Group is registered to conduct business or otherwise qualifies for an exemption or exclusion from registration requirements. True Wealth Advisory Group investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be suitable for you.
BOS
- Location: Springfield, IL
- AUM: $504,979,808
- Growth In Assets:361%
At BOS Investment Services, we approach your financial picture from a wide-angle lens and build long-term, trusted relationships, while working to pursue your goals. To us, you’re not just a number or one portfolio of many. You’re our priority, and we have built our firm around helping you succeed.
Wedmont Private Capital
- Location: West Chester, PA
- AUM: $501,328,160
- Growth In Assets:359%
High-net-worth families face a litany of complicated issues when it comes to managing their finances. The impact of even minor mistakes can have significant and irreversible monetary implications.
TCWP
- Location: Tampa, FL
- AUM: $726,770,432
- Growth In Assets:322%
We are the industry advocate for independent advisors. Our mission is to help advisors achieve their entrepreneurial dream of building a more successful enterprise defined by their ability to deliver high-quality, customized financial advice to their clients.
Nicholas Hoffman & Company
- Location: Atlanta, GA
- AUM: $5,574,032,384
- Growth In Assets:303%
Nicholas Hoffman & Company is a multi-family office that offers a shared platform for families to leverage their resources and choose the services that best meet their needs. With broad reach and expertise in both the public and private markets, we offer comprehensive investment options that are complemented by a suite of wealth planning services. Transparent financial reporting helps our families track progress, and strategic planning enables them to make well informed financial decisions.
Mcglone Suttner Wealth Management
- Location: Appleton, WI
- AUM: $540,828,288
- Growth In Assets: 269%
As a Registered Investment Advisory Firm, we believe in a client-centric approach that centers around “Your Family. Your Future. Our Focus”. We act as fiduciaries for our clients, always putting their interests first and establishing long-term relationships based on active, personal engagement.
Timbuktu Capital Management
- Location: Boston, MA
- AUM: $154,192,000
- Growth In Assets: 250%
Timbuktu Capital Management, LLC’s compensation is solely from fees paid directly by clients. The firm does not receive commission based on the client’s purchase of any financial products, including insurance. No commissions in any form are accepted. No referral fees are paid or accepted. No benefits are received from custodians/broker-dealers based on the client securities transactions (“no soft-dollar benefits”).
Tandem Financial
- Location: Greenwood Village, CO
- AUM: $224,545,056
- Growth In Assets: 219%
With over 75+ combined experience in the financial services industry, Tandem Financial has worked on financial strategies for a wide array of clients. Our investment philosophy is simple: we believe in smart investments that produce steady, deliberate growth. Our more traditional, yet effective, investment style continually provides the results and stability many individuals and families are seeking.
Disciplina Capital Management
- Location: Nashville, TN
- AUM: $1,644,378,880
- Growth In Assets: 219%
Disciplina helps resource-constrained institutional investors, including university endowments and charitable foundations, achieve their missions through an expansive global investment network and tailored solutions developed from our cohesive investment team’s extensive firsthand experience at multi-billion dollar institutions.
Elser Financial Planning
- Location: Indianapolis, IN
- AUM: $1,579,097,088
- Growth In Assets: 216%
Elser Financial Planning, Inc. was founded by Susan Elser in 2007. EFP provides personalized, confidential financial planning and investment management to individuals, trusts, estates, businesses, endowments, and charitable foundations. Advice is provided through consultation with our clients and may include: determination of financial objectives, identification of financial problems, cash flow management, tax planning, insurance review, investment management, education funding, retirement planning, and estate planning.
Root Financial Partners
- Location: Encinitas, CA
- AUM: $132,612,496
- Growth In Assets: 214%
Most of us want simple things: to know we’re going to be okay, live a happy life, and leave a legacy behind we can be proud of. If we’re lucky enough to have the opportunity to help you with this, we won’t take it lightly.
Dynamic Wealth Advisors
- Location: Surprise, AZ
- AUM: $123,463,000
- Growth In Assets: 212%
Welcome to Dynamic Wealth Management, your source for sound investment counsel and financial strategies! We cater to the specific needs of those who are already retired or are nearing retirement.
Sage Investment Advisers
- Location: Poughkeepsie, NY
- AUM: $152,000,832
- Growth In Assets: 190%
Sage Investment Advisers, LLC in Wappingers Falls, NY is dedicated to working with our clients intimately to discover their financial and retirement goals. We focus on helping our clients create diverse investment portfolios tailored specifically to their families. Together, our analysis will help them meet their retirement expectations and ensure they do not outlive their retirement capital.
Mainstream Capital Management
- Location: Los Angeles, CA
- AUM: $228,675,760
- Growth In Assets: 177%
The Mainstream team is a diverse group of experienced wealth management and investment management practitioners, united by a strong culture of client service.
Torrey Wealth
- Location: San Diego, CA
- AUM: $102,360,312
- Growth In Assets: 169%
Torrey Wealth, LLC is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Torrey Wealth, LLC and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Torrey Wealth, LLC unless a client service agreement is in place.
Vienna Asset Management
- Location: Cupertino, CA
- AUM: $169,012,832
- Growth In Assets: 160%
We are an independent investment advisor firm with clients in mind. Our goal is to provide financial management that can allow you to live a Brilliant Life.
Quarry Hill Advisors
- Location: Saint Paul, MN
- AUM: $194,119,280
- Growth In Assets: 155%
At Quarry Hill Advisors, we help you to manage and align your resources in support of the life you want. We aim to support you in this endeavor through dedicated financial planning and investment management strategies that are personalized to you.
Sonoma Wealth Advisors
- Location: Sonoma, CA
- AUM: $496,975,008
- Growth In Assets: 153%
Everyone is different, with their own unique situation, goals, risk tolerance, and investing timelines. That’s why one-size-fits-all strategies don’t work. We help you achieve what’s most important to you.
Sachetta
- Location: Lynnfield, MA
- AUM: $676,034,304
- Growth In Assets: 151%
Sachetta is a full-service wealth and tax advisory firm based in Lynnfield, Massachusetts. We offer comfortable, holistic financial services that support who you are and where you want to be.
DAI Advisors
- Location: Fremont, CA
- AUM: $102,136,856
- Growth In Assets: 149%
George started DAI Advisors (Dependable Alternative Investment, LLC) at the beginning of 2019 with a philosophy to exploit the relatively unknown area of alternative investments. George began investment more than 20 years ago in the public equity market.
Antares Wealth Management
- Location: Atlanta, GA
- AUM: $287,929,024
- Growth In Assets: 145%
Antares Wealth Management was formed in 2019 as a partnership between an independent investment advisory firm, Homrich Berg, and a top public accounting firm, Antares Group, to provide comprehensive financial planning and investment advisory services on an independent, fiduciary, fee-only basis. The firm was built to serve clients, not sell products.
Denali Wealth Management
- Location: Mequon, WI
- AUM: $229,044,000
- Growth In Assets: 145%
By sharing our knowledge of modern investing principles with you, and by aligning those principles with your personal goals and aspirations, we help you develop the confidence and discipline necessary to achieve superior results through all market cycles.
Highview Capital Management
- Location: Buffalo Grove, IL
- AUM: $283,128,384
- Growth In Assets: 134%
Highview Capital Management collaborates with a select number of clients as a Multi-Family Office and boutique Investment Manager. Through deep and lasting relationships, we help clients design, implement, and adjust strategies to achieve their aspirations.
Switchpoint Financial Planning
- Location: Lehi, UT
- AUM: $129,688,272
- Growth In Assets: 127%
SwitchPoint Financial Planning is a fee-only retirement planning and investment management firm based in Lehi, Utah and serving clients in the greater Salt Lake City and Provo areas, as well as throughout the country.
T.O.S. Advisors
- Location: Houston, TX
- AUM: $510,043,584
- Growth In Assets: 125%
TOS simplifies and optimizes the management of family offices. We understand the importance of independent advice and have curated a modular menu of solutions, which are free from conflicts of interest, to streamline your operations and expand your opportunities.
Topel & Distasi Wealth Management
- Location: Berkeley, CA
- AUM: $296,589,472
- Growth In Assets: 125%
Topel & DiStasi Wealth Management, LLC is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Topel & DiStasi Wealth Management, LLC and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes.
Kennicott Capital Management
- Location: Corte Madera, CA
- AUM: $328,530,368
- Growth In Assets: 124%
At Kennicott Capital, our focus is on preserving and growing our clients’ wealth by creating customized investment portfolios that also reduce risk, expenses and taxes.
Balboa Wealth Partners
- Location: Newport Beach, CA
- AUM: $512,966,688
- Growth In Assets: 122%
Balboa Wealth begins the investment process by seeking to fully understand your needs and objectives. Circumstances, priorities, and goals of each client are the priority. Clear financial objectives are then established for the preservation, accumulation, and perpetuation of assets tailored specifically to your needs.
Wealth Management Solutions
- Location: Exton, PA
- AUM: $385,535,072
- Growth In Assets: 118%
Some things you should know about us that set us apart: Wealth Management Solutions is a Registered Investment Adviser* (RIA) that offers fee-only solutions for anyone seeking help meeting their financial goals.
Davis Private Wealth
- Location: Wellington, FL
- AUM: $116,000,000
- Growth In Assets: 118%
We are a family-owned wealth management firm based in Wellington, Florida. We work with financially responsible families and individuals helping them build the future they envision.
Upstart Wealth Management
- Location: San Francisco, CA
- AUM: $213,869,184
- Growth In Assets: 117%
People come to us when they are experiencing equity compensation complexity and want to make informed decisions to grow their wealth, or when they have built a pool of assets but do not have the time or interest to focus on their financial health.
Virtus Family Office
- Location: El Paso, TX
- AUM: $335,132,352
- Growth In Assets: 116%
Founded in December of 2014, VIRTUS today is the reflection of years of work and effort to become a comprehensive model of business excellence regarding Financial Advisory Services. We bring together an exceptional team with a clear vision and the goal of helping our clients set the best course for achieving their estate objectives.
Fifth Set Private Wealth Management
- Location: Larchmont, NY
- AUM: $139,394,528
- Growth In Assets: 116%
Game 7. Bottom of the ninth. Two outs. Two-minute warning. Sudden death overtime. Final Round. Fifth Set. We celebrate these pivotal moments in sports because this is where success or failure resides. Champions demonstrate resolve and discipline in succeeding in these moments.
The Fiduciary Alliance
- Location: Greenville, SC
- AUM: $626,282,688
- Growth In Assets: 107%
Built for advisors by advisors Client-focused Fiduciaries who put clients’ needs first Focused on high organic growth.
Tagstone Capital
- Location: Charlotte, NC
- AUM: $390,249,632
- Growth In Assets: 107%
TAGStone is a fee-only registered investment advisor headquartered in Charlotte, NC. The firm is independently owned and operated. The firm acts as a fiduciary for its clients.
Keating Wealth Management
- Location: Greenwood Village, CO
- AUM: $158,054,624
- Growth In Assets: 107%
When your finances are complex and the cost of being wrong is high, you need a trusted financial adviser whose experience, business judgment and wisdom can guide you to the best outcomes.
Vaquero Private Wealth
- Location: Dallas, TX
- AUM: $342,924,032
- Growth In Assets: 106%
Vaquero Private Wealth provides comprehensive wealth management services and custom solutions for clients across many business sectors.
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